banking & finance solutions
Regulations & Guidance
Industry Guidance
- Compliance and Ethics ResourcesSoceity of Corporate Compliance and Ethics (SCCE) view site
- SAS 70 for Service OrganizationsAmerican Institute of Certified Public Accountants, Auditing Standards Board view document (PDF)
- "Coming to Grips with Supplier Risk" Supply Chain Management Review view document
Government Guidance
- Financial Institution Letter FIL-44-2008: Guidance for Managing Third Party Risk FDIC view document
- Risk Management of Outsourced Technology Services FFIEC view document (PDF)
- SR Letter 00-17: Guidance on Risk Management of Outsourced Technology Services Federal Reserve Board view document
- Resources on the Gramm-Leach-Bliley Act Financial Privacy Rule FTC view site
- Sarbanes-Oxley Actview document (PDF)
